The following parties will expect to see you using compliance software…and will ask to see extracts from that data
The following are all real questions that the FCA at some stage will ask every business
All the replies to the above should be fully automated, and should be supplied to the FCA either by download to PDF or by providing them with a log in.
FCA expect you to keep records in applications like BAT.
Compliance should be seamless, but too often becomes a blocker
Build compliance into your systems
Activate compliance inside your organisation, by connecting and enabling staff and their customers to get a seamless overview and dashboard of your organisation and staff activities
Deploy the solution
Build your compliance solution with BAT's cloud-API-based architecture. Integrate seamlessly with your existing channels or use as a stand alone compliance system
Make compliance decisions on the hoof with a fintech solution that shows what staff are doing in realtime. Connect it up with a low code development solution.
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