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Compliance
with
zero effort

The easiest way to complain
simply with one login.

Complaints

Log any complaints received by your company

Audits

Review your audit reports

Online Accounts

Review and manage your online accounts

Complaint register

Log and manage
any complaint and follow up
on the whole process.


Audit record
keeper

Review your audit reports

File check
records

Upload files for Filechecks and review feedback for completed checks


Reporting
feature

File Check scores

File types matched by case risk

Submission times

KPIs -

Breaches

Compliants

Risk profiles auto-calculated

Time spend

Gabriel

Applications

New recruit RI onboarding

CV/Form A

References

DBS checker

Credit reports

Mandatory testing arranged on bat

Letters of authority tracked


Promotion checker

Upload your promotional material for checking

Breach register

log your breaches, internal and external to give comfort to FCA that you do make mistakes (which means that you are telling the truth) and have worked out a way to learn from the errors - above all by recording them


Risk tracker

Graphs on risk profiles of RIs and AR firms.

You set the benchmark indicators, and monitor scores against these KPIs.

Time recording

use task manager to record the time spend retains a record of the time spend data entry time in case of challenge


REG DATA REPORT WRITER

upload your turnover, or use our APIs to input and Reg-data report will be produced for upload to FCA

Try BAT for free

  • Start a 30-day free trial

  • T&C / Document Library / Compliance manager

  • Join over 1,000 other IFAs and Mortgage brokers
    using BAT for compliance.

  • No credit card required

  • 24/7 online support

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