FCA Register explained for practitioners – Part 2

Explaining the FCA register to a new entrant to financial services is not easy. In fact, the register is highly complex. There are listings for nearly a million firms, and millions of people who have worked in the industry.

The register has become an industry directory for certifying counterparties, and you need to know your way around it.  

If you have new entrants to the industry, give them this guide to help them understand that Three letter acronym TLA alphabet soup of ARs,  Ris, IARs, CFs and SMFs.

Part two of the seminar series on FCA register – practitioners watch now!