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BAT AI: THE FUTURE OF COMPLIANCE: POWERED BY AI

AUTOMATION HAS DECIMATED THE FUND MANAGERS, BUT IS POWERING ADVICE

The Editor

The IFA advises, and creates a feel good factor for the customer.

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THIS GOVERNMENT AND R&D PRODUCTIVITY UNDER FCA RULES

The Editor

R&D PRODUCTIVITY UNDER FCA RULES

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BROKERS HAVE NO TIME TO REVIEW PROCESS

The Editor

BAT know what a well run firm looks like. Directors get involved in changing process. Automation is essential for business survival.

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IFA BESPOKE SYSTEMS – SET UP TO FAIL

Charlie Palmer

The Post office Horizon scandal is an insight into IT failures with bespoke systems.

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CYBER THREATS AND RETAIL FINANCIAL SERVICES

Álvaro González

BAT encourage IFAs and brokers to engage with the NCSC Small Business Guide,

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BRITISH STEEL PENSIONS – USE AI TO EXTRACT A SUMMARY OF THE SCANDAL

Charlie Palmer

BAT and AI can produce use cases, from the British Steel pension transfer debacle that scarred the reputation of IFAs.

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AI PRIVACY POLICIES UNDER REVIEW

Álvaro González

AI PRIVACY POLICIES UNDER REVIEW

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PLUS CA CHANGE – THE EGGS AND WINE DIET

Charlie Palmer

Regulatory divergence

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FILE CHECKS

COMPLIANCE: FROM THE “NEW C WORD” TO LEGACY APPROACH

Charlie Palmer

Remember when Compliance was the dreaded “C word” in financial services? A novel concept that sent shivers down advisers’ spines? For industry veterans, there was

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THE ATLANTIC WIDENS: REGULATORY DIVERGENCE GROWS BETWEEN UK AND US

Charlie Palmer

As America deregulates, Britain doubles down on corporate transparency measures

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Latest entries
  • AUTOMATION HAS DECIMATED THE FUND MANAGERS, BUT IS POWERING ADVICE
  • THIS GOVERNMENT AND R&D PRODUCTIVITY UNDER FCA RULES
  • BROKERS HAVE NO TIME TO REVIEW PROCESS
  • IFA BESPOKE SYSTEMS – SET UP TO FAIL
  • CYBER THREATS AND RETAIL FINANCIAL SERVICES
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