SLOW GROWTH AND THE BAT
At BAT we believe in slow growth as the path to a great system. Hence we have no outside shareholders, and no venture capital injections.
At BAT we believe in slow growth as the path to a great system. Hence we have no outside shareholders, and no venture capital injections.
A mere £755 million is spent each year to fund the costs of the FCA and their 5,000 employees, according to recently released accounts. Staff
A mere £755 million to fund the costs of the FCA and their 5,000 employees, and to prevent the rest of us getting above ourselves.
FCA have finally decided to take action against Neil Woodford. But he did not act alone, he was supported by a firm called Capita, renamed
The Woodford scandal has exposed the high number of unquoted holdings inside OEIC funds. This is a concern as the FTSE public markets continue to
The Alison Rose – Nigel Farage account scandal exposes one thing clearly. Counter-party risk is top of the register this year. Regulation in general and
In a recent survey (sent to 20 larger firms) the FCA wanted to know the number of reviews that were scheduled, the number completed, and
Explaining the FCA register to a new entrant to financial services is not easy. In fact, the register is highly complex. There are listings for
Frustrated by the FCA register? I just made a couple of video explainers: The first one is here….some IFAs will want to give this to
FCA warned today the 26th March 24, that using social media promotions involves no less compliance than standard page adverts, and if not signed off