DATA ANALYTICS ON STEROIDS FOR IFAS
The Editor
FCA cannot perform lots of on-site visits right now, but they are requesting LOTS of data and firms that do not produce MI, analyse it
FCA cannot perform lots of on-site visits right now, but they are requesting LOTS of data and firms that do not produce MI, analyse it
The Defined Contribution (DC) market was £1.41tn in 2022 – and IFA consolidators know that most of that is coming into drawdown.
It has been reported that Intelliflo may become, like FNZ, a Critical Third Party, or CTP.As such, it will have the regulators on its back.Maybe
BAT-AI is a file checker co-pilot.
Check for completeness, and serve up a draft file score
“Information is stored on multiple systems or is in storage, and if the Financial Conduct Authority asked them about it, it would take some time
BAT file checks are automated at just £10 to provide a suitability score.
R&D PRODUCTIVITY UNDER FCA RULES
Financial advisers and mortgage brokers across the UK are preparing for heightened anti-money laundering (AML) compliance requirements following HM Treasury’s approval of revised guidance under the Money Laundering Regulations 2017, effective 23 April 2025.
With BAT’s YOTI integration, you are not just ticking regulatory boxes but rather establishing a sophisticated verification infrastructure that protects your business while streamlining client onboarding. Don’t just comply. Use BAT and verify!
The Financial Conduct Authority (FCA) is gearing up to implement regulations that will govern how regulated firms report their third-party partnerships. A consultation paper recently
