BAT - AI File Checker
USE AI TO CHECK YOUR FILES
BAT AI File Checker will be released in two stages:
Stage 1: Completeness Check
- BAT AI reads the underlying text within documents for Completeness: highlighting inaccuracies, missing information or missing documentation
- Auto Categorisation of Documents
- BAT AI implements a RAG output status
- Saving time for both Advisers and File Checkers
Stage 2: Full Suitability/Grading Check
- BAT AI analyses documents for suitability
- Fill Grading of files – Suitable, Unsuitable or Unclear
- Customisation of gradings and review questions
- Save 95% of Cost and time in File Checking
BAT-AI Foundations
The system has been trained on past and present adviser files submitted and assessed by IFAC Ltd.
Several thousand complete client files per annum are sent in each year, from one of the biggest file checker firms in the UK.
USE CASE
All adviser files are graded by compliance into three categories – Suitable, unsuitable or unclear.
Twenty two percent of files submitted to the FCA breach COBS 9.2 as being unclear.
Source: https://www.fca.org.uk/publication/thematic-reviews/tr24-1.pdf
Move to 100% File Checking with BAT AI
Gain a better understanding of the risk of your business with comprehensive checks of every file
Prioritise high-risk/high-value cases to be escalated for manual file checks
BAT AI File Checker: Cost-Saving Calculator
Book a Demo
Fill out the form to schedule a demonstration at your convenience.
This demo will showcase the key functionalities of BAT Compliance Manager and BAT CRM-PRO or CRM-Lite.
Additional Free Trial Available
24/7 Online Support
No credit card required