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Solutions built for
modern regulated advice firms

BAT is a unified platform designed to support regulated financial advice, bringing advisers, compliance teams, managers, and clients into a single, structured workflow.

 

Whether you are delivering advice, overseeing risk, managing performance, or receiving guidance as a client, BAT provides the clarity, control, and confidence required in today’s regulatory environment.

DISCOVER THE BAT FOR YOU

DISCOVER THE BAT FOR YOU

BAT helps advisers run their businesses professionally, without adding administrative burden or compliance stress.

Advice cases are created, progressed, and reviewed in one place, with structured workflows that reduce rework, delays, and uncertainty. Built-in AI pre-checks highlight issues early, helping cases move through compliance more smoothly and with greater confidence.

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Built to reduce the administrative load of compliance while strengthening consistency, oversight, and audit readiness.

Structured submissions, AI-supported file checking, and a single operational hub allow compliance teams to scale effectively without lowering standards. All actions, decisions, and evidence are recorded, creating a clear audit trail aligned with FCA expectations.

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BAT gives managers real-time visibility across performance, pipeline activity, and regulatory risk, without relying on spreadsheets or retrospective reporting.

With live dashboards and structured data, managers can spot trends early, identify pressure points, and balance growth with regulatory responsibility. The result is calmer oversight, clearer decision-making, and fewer last-minute escalations.

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Behind every compliant advice file is a protected client.

BAT supports advice firms in delivering advice that is well organised, carefully reviewed, and professionally managed. Clients benefit from fewer delays, clearer communication, and greater confidence that their advice has been handled properly, even if they never see the system itself.

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