Interview with IFAC CEO & Compliance director
Charlie Palmer
In terms of file checks, promotions, it checks activities and any tasks and things we’ve got coming up so rather than looking in the diary
In terms of file checks, promotions, it checks activities and any tasks and things we’ve got coming up so rather than looking in the diary
The long-awaited FCA Thematic Review (TR24/1) on Retirement Income Advice has finally landed (on 20th March). FCA’s findings make awful reading. click here The file
At BAT we believe in slow growth as the path to a great system. Hence we have no outside shareholders, and no venture capital injections.
A mere £755 million is spent each year to fund the costs of the FCA and their 5,000 employees, according to recently released accounts. Staff
A mere £755 million to fund the costs of the FCA and their 5,000 employees, and to prevent the rest of us getting above ourselves.
FCA have finally decided to take action against Neil Woodford. But he did not act alone, he was supported by a firm called Capita, renamed
The Woodford scandal has exposed the high number of unquoted holdings inside OEIC funds. This is a concern as the FTSE public markets continue to
The Alison Rose – Nigel Farage account scandal exposes one thing clearly. Counter-party risk is top of the register this year. Regulation in general and
In a recent survey (sent to 20 larger firms) the FCA wanted to know the number of reviews that were scheduled, the number completed, and
Explaining the FCA register to a new entrant to financial services is not easy. In fact, the register is highly complex. There are listings for
