BAT Resources
BAT Guides
Practical guides for financial advice firms covering compliance, FCA expectations, file checking, audit trails, AI tools and adviser workflows.
How to Reduce Compliance Risk in Financial Advice Offices
Learn how financial adviser firms can reduce compliance risk with stronger file checking, clearer audit trails, better management information and more consistent FCA compliance processes.
What Is Compliance Software For Financial Advisers?
Compliance software for financial advisers helps firms manage regulatory processes, reduce risk and replace manual spreadsheets with a centralised, scalable system. Learn how modern compliance tools improve efficiency, oversight and audit readiness.