DID IT HAPPEN?
Charlie Palmer
If you can’t demonstrate it, it never happened. That is the oldest saying in Compliance, and goes back to my days at Allied Dunbar. Time
If you can’t demonstrate it, it never happened. That is the oldest saying in Compliance, and goes back to my days at Allied Dunbar. Time
The FCA published on the last day of October a review of the advice consolidation market. Their focus on monitoring, due diligence and procedures is
Why the FCA missed file checking in recent review of consolidation
Cashflow forecasting tools designed for financial services are dead
It’s a bull market. The world of equity release is top of the pops at the moment, and living in a boom. It may end
The biggest problem with these events is talking to the right person. Time and again I am referred on to another person once I have
Equity release firms are popping up like cows in the fields, stepping into the growing elderly market. There are more and more sourcing systems dedicated
Regulation can drive irrational behaviour. Metro bank got fined by FCA for poor controls and almost overnight the bureaucracy of repeatedly verifying id (unlike Lloyds
YOTI AND BAT: This is a good time to look at YOTI inside BAT. For 99p you can verify ID remotely. It is one of
