Appointed Exams now In BAT
Marcelo Bracho
BAT T&C keeps getting better. Firms can now set individual tests for specific members of staff, making it easier to turn compliance issues into focused training and follow-up.
BAT T&C keeps getting better. Firms can now set individual tests for specific members of staff, making it easier to turn compliance issues into focused training and follow-up.
A fresher look is coming to BAT. We’re improving layouts, navigation and visual consistency across the platform to make everyday workflows cleaner, quicker and easier to use.
How IFA Firms Can Scale Without Losing Compliance Control Growth, systems and compliance control How IFA Firms Can Scale Without Losing Compliance Control Retail financial
Financial advice administration & compliance How to Reduce Admin in Financial Advice Firms How one system for three advisers could save a business £50k by
How Compliance Managers Can Reduce Manual File Review Work | BAT Software AI file checking and compliance management How Compliance Managers Can Reduce Manual File
Implementing an AI Compliance Framework After the Mills Review | BAT Software AI governance, FCA compliance and operational resilience Practical Guide: Implementing an AI Compliance
More insight from your BAT data. The new Provider Breakdown report lets managers review provider sign-ups by subcompany or individual adviser, making it easier to spot trends and support better business decisions.
BAT is getting faster. Our latest system optimisations improve Business Book loading and export times, helping firms work with larger volumes of data more efficiently.
How Can Advice Firms Evidence Consumer Duty Outcomes FCA compliance and Consumer Duty How can Advice Firms Evidence Consumer Duty Outcomes FCA Consumer Duty Reporting
FCA compliance and advice file checking FCA File Checking: What Should Be Reviewed in an Advice File? FCA Consumer Duty Suitability AI file checking In
