BROKERS HAVE NO TIME TO REVIEW PROCESS
The Editor
BAT know what a well run firm looks like. Directors get involved in changing process. Automation is essential for business survival.
BAT know what a well run firm looks like. Directors get involved in changing process. Automation is essential for business survival.
The Post office Horizon scandal is an insight into IT failures with bespoke systems.
Remember when Compliance was the dreaded “C word” in financial services? A novel concept that sent shivers down advisers’ spines? For industry veterans, there was
FCA COMPLIANCE: HIDDEN DANGER FOR IFA CONSOLIDATORS The news that True Potential has reserved £100m for compensation serves to remind consolidators of regulatory reality in
BAT have launched a tool to pull information from Intelliflo into BAT. The tool enables firms with data on Intelliflo to bulk transfer clients and
BAT Software, a UK-based leader in FinTech for the UK Advice market, is proud to announce the launch of the latest iteration of the AI File Checking tool: The BAT AI Advice/Suitability Checker.
Compliance involves risk management, and unless you have a risk committee to help you as compliance director, you will be reading the tea leaves and the winds of change to see where your future risks lie.
The Privacy Policy is always the most revealing page on a web site. Sometimes the website is not quite clear which company is represented. A
Embrace the future of compliance – automated, efficient, and lower cost.
