FCA RECENT PAPER REVIEWED CONSOLIDATION IN FINANCIAL ADVICE
Charlie Palmer
The FCA published on the last day of October a review of the advice consolidation market. Their focus on monitoring, due diligence and procedures is
The FCA published on the last day of October a review of the advice consolidation market. Their focus on monitoring, due diligence and procedures is
Why the FCA missed file checking in recent review of consolidation
The biggest problem with these events is talking to the right person. Time and again I am referred on to another person once I have
Equity release firms are popping up like cows in the fields, stepping into the growing elderly market. There are more and more sourcing systems dedicated
One of the biggest gripes in financial services is the number of software systems required, and feedback on using APIs to improve the experience for
Regulation can drive irrational behaviour. Metro bank got fined by FCA for poor controls and almost overnight the bureaucracy of repeatedly verifying id (unlike Lloyds
