Compliance involves risk management, and unless you have a risk committee to help you as compliance director, you will be reading the tea leaves and the winds of change to see where your future risks lie.
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tech is the bridge for lowering compliance costs
Protection Suitability Report (SR) has been added to the Auto Report section in BAT
Our trials have shown that a reasonably skilled adviser can complete the questions in just 20 minutes, while a paraplanner unfamiliar with the case at the outset can do it in around 30 minutes.
LESSONS FOR IFAS AND MORTGAGE BROKERS Apple recently ventured into the Buy Now Pay Later (BNPL) space, aiming to develop its own application. Partnering with
IFAs struggle with sending secure information across the internet, here is how
At BAT Software, we take great pride in agent training—it is one of the most thrilling aspects of developing the AI agents tasked with file
The Financial Conduct Authority (FCA) is gearing up to implement regulations that will govern how regulated firms report their third-party partnerships. A consultation paper recently
