DATA IS YOUR NEW COMPLIANCE PARTNER
The Editor
Analytics, data and automation are setting new standards for retail financial services. IFAs and mortgage brokers have been slower than many other industries to grab
Analytics, data and automation are setting new standards for retail financial services. IFAs and mortgage brokers have been slower than many other industries to grab
Cashflow forecasting tools designed for financial services are dead
It’s a bull market. The world of equity release is top of the pops at the moment, and living in a boom. It may end
This is the image we all dread. Many users of BAT have asked how come the AWS outage didn’t affect their accounts on 21st October
FCA cannot perform lots of on-site visits right now, but they are requesting LOTS of data and firms that do not produce MI, analyse it
The Defined Contribution (DC) market was £1.41tn in 2022 – and IFA consolidators know that most of that is coming into drawdown.
The FCA Thematic Review (TR24/1) on Retirement Income Advice finally landed (on 20th March 2025. ) see here FCA’s findings were awful. The file check
Mitigate your risk with a blizzard of data, particularly around the annual review process. BAT: THE FUTURE OF COMPLIANCE POWERED BY AI
FCA criticisms are specially reserved for those who claim their own internal QA checks are sufficient, and go on to prove otherwise, with a bungling
The automated recognition of files came this week.This means that fact finds and suitability reports are automatically recognised. Watch this space. Automated recognition of files.
